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Self-regulatory organization
Results: 1339

#	Item
861	Notice of Filing of Proposed Rule Change to Adopt FINRA Rules[removed]Communications with the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fun Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-01 09:28:47 Business Financial Industry Regulatory Authority Securities Exchange Act Registered Investment Advisor Self-regulatory organization Securities research U.S. Securities and Exchange Commission Security Selling away United States securities law Financial economics Financial system
862	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]May 13, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-14 08:20:17 Financial economics NYSE Arca New York Stock Exchange Euronext IntercontinentalExchange Securities Exchange Act Futures contract Self-regulatory organization NYSE Euronext Economy of the United States New York City
863	Order Approving Proposed Rule Change to Repeal NASD Rules 2760 and 2780, Incorporated NYSE Rules 2B and 411, and the Interpretation to Incorporated NYSE Rule 411(a)(ii)(5) as Part of the Process of Developing the Consoli Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-04 12:14:55 Financial system Business Securities Exchange Act Self-regulatory organization Securities regulation in the United States U.S. Securities and Exchange Commission Selling away Trade Reporting And Compliance Engine United States securities law Financial Industry Regulatory Authority Financial regulation
864	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 23, 2006 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Ther Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-23 15:26:48 Economy of the United States NYSE Euronext Securities Exchange Act New York Stock Exchange NYSE Arca U.S. Securities and Exchange Commission New York City Financial regulation Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
865	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-17 16:56:53 Investment New York Stock Exchange NYSE Arca Securities Exchange Act Floor broker Broker-dealer Electronic trading Self-regulatory organization Financial markets Financial economics Financial system
866	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-25 17:42:44 Financial regulation Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Self-regulatory organization Financial system Securities Act Securities Exchange Act Economy of the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
867	Microsoft Word[removed]for conversion to adobe Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-11 11:54:13 Securities regulation in the United States Securities Exchange Act Arbitration Self-regulatory organization Financial regulation Financial system United States securities law Law Financial Industry Regulatory Authority
868	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C to Exclude All Rights and Warrants From the Single Stock Circuit Breaker Under the Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-23 13:12:30 Stock market Investment 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission New York Stock Exchange Self-regulatory organization Financial Industry Regulatory Authority United States securities law Economy of the United States Financial economics
869	Order Approving Amendment No. 25 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-08 10:40:04 Economy of New York City NASDAQ Securities Exchange Act Direct Edge Chicago Stock Exchange International Securities Exchange Financial Industry Regulatory Authority Philadelphia Stock Exchange OMX Economy of the United States Self-regulatory organizations United States securities law
870	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-03 15:12:48 United States Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Self-regulatory organization United States securities law Economy of the United States Financial regulation

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